-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IR/JYGHF8MliMuCSPOxxKnjPBJOuDuPsglALbBVHBxMGJ7/FYR4NMIYSTXkuZ+BT 211o68m6FanXExQKNDzpWQ== 0001027625-08-000002.txt : 20081124 0001027625-08-000002.hdr.sgml : 20081124 20081124095451 ACCESSION NUMBER: 0001027625-08-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081124 DATE AS OF CHANGE: 20081124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VICAL INC CENTRAL INDEX KEY: 0000819050 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 930948554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42755 FILM NUMBER: 081209255 BUSINESS ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 BUSINESS PHONE: 858-646-1100 MAIL ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERNSTEIN SHUR SAWYER & NELSON CENTRAL INDEX KEY: 0001027625 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 MIDDLE STREET P O BOX 9729 CITY: PORTLAND STATE: ME ZIP: 04104-5029 BUSINESS PHONE: 2077741200 MAIL ADDRESS: STREET 1: 100 MIDDLE STREET P O BOX 9729 CITY: PORTLAND STATE: ME ZIP: 04104-5029 SC 13G 1 filing.txt SCHEDULE 13G FOR SINGER, JAMES R. - VICAL INC. United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)* Vical Incorporated (Name of Issuer) Common Stock, $0.01 par value (Title and Class of Securities) 925602104 (CUSIP Number) November 19, 2008 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ( ) Rule 13d-1(b) (x) Rule 13d-1(c) ( ) Rule 13d-1(d) * The remainder of this cover page shall be filled out for the initial filing of a reporting person on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). _____________________________________________________________________________ 1. Names of Reporting Persons. James R. Singer 2. Check the Appropriate Box if a Member of a Group (a) ( ) (b) ( ) 3. SEC Use Only ............................................................ 4. Citizenship or Place of Organization: United States Citizen Number of Shares Beneficially Owned by Each Reporting Person with: 5. Sole Voting Power: 2,034,000 Shares of Common Stock 6. Shared Voting Power: 0 7. Sole Dispositive Voting Power: 2,034,000 Shares of Common Stock 8. Shared Dispositive Voting Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 2,034,000 Shares of Common Stock 10. Check if Aggregate Amount in Row (11) Excludes Certain Shares ( ) Not applicable 11. Percent of Class Represented by Amount in Row (9): 5.0% 12. Type of Reporting Person: IN _____________________________________________________________________________ Item 1. (a) Name of Issuer: Vical Incorporated (b) Address of Issuer Principal Executive Offices 10390 Pacific Center Court San Diego, CA 92121 Item 2. (a) Name of Persons Filing: James R. Singer (b) Address of Principal Business Office or, if none, Residence: Residential Address: 4 Eutaw Place Chocorua, NH 03817 (c) Citizenship: United States citizen (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 925602104 Item 3. If this Statement is filed pursuant to 240.13d-1(b) or (c), check whether the person filing is a: (a) a broker or dealer registered under section 15 of the Act (15 U.S.C. 78o) ( ) (b) a bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) ( ) (c) an insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) ( ) (d) an investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) ( ) (e) an investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) ( ) (f) an employee benefit plan or endowment fund in accordance with 240.13d- 1(b)(1)(ii)(F) ( ) (g) a parent holding company or control person in accordance with 240.13d- 1(b)(1)(ii)(G) ( ) (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) ( ) (i) a church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) ( ) (j) a group, in accordance with 240.13d-1(b)(1)(ii)(J) ( ) Not applicable Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 2,034,000 Shares of Common Stock (b) Percent of Class: 5.0% calculated based upon 40,352,000 shares of Common Stock issued and outstanding as of September 30, 2008, as set forth in Form 10-Q filed by the Company on November 7, 2008. (c) Number of Shares as to which the person has: (i) Sole power to vote or direct the vote: 2,034,000 Shares of Common Stock (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 2,034,000 Shares of Common Stock (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent (5%) or Less of a Class If this statement is being filed to report the fact that as of the date thereof the reporting person has ceased to be the beneficial owner of more than five percent (5%) of the class of securities, check the following ( ) Not applicable Item 6. Ownership of More than Five Percent (5%) on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security being Reported on by the Parent Holding Company or Control Person Not applicable Item 8. Identification and Classification of the Members of the Group Not applicable Item 9. Notice of Dissolution of the Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. _____________________________________________________________________________ Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ James R. Singer By: ________________________ James R. Singer Dated: November 21, 2008 Attention: Intentional misstatements or omissions of fact constitute federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----